Brian J. Cochran
JOHN MOORE & ASSOCIATES | Financial Planner
Albuquerque, NM 87113
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CRD#: 5152084
Professional summary
Brian James Cochran, CFP® is a registered financial advisor currently at JOHN MOORE & ASSOCIATES INC located in Albuquerque, New Mexico.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Biography
Our team guides families from fear and uncertainty about money to contentment and confidence utilizing planning and investments based on Biblical principles.
Question & Answer
What are your service offerings?
Financial planning
Philanthropic services
Trust & estate planning
Trading individual securities
Retirement planning
Do you have an area of expertise or specialization?
Baby Boomers
Business Owners
Charitable Giving
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
150K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOHN MOORE AND ASSOCIATES.
INDEPENDENT RIA
POSITION/TITLE: ADVISOR
INVESTMENT RELATED:YES
START DATE: 08/20/2013
HOURS PER MONTH DEVOTED TO THIS BUSINESS:0
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0
DESCRIPTION OF DUTIES: PROVIDE INVESTMENT ADVICE AND FINANCIAL PLANNING TO CLIENTS.
Raymond James Financial Services
Financial Advisor
POSITION/TITLE: ADVISOR
INVESTMENT RELATED:YES
START DATE: 08/20/2013
HOURS PER MONTH DEVOTED TO THIS BUSINESS:160
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 150
DESCRIPTION OF DUTIES: PROVIDE INVESTMENT ADVICE AND FINANCIAL PLANNING TO CLIENTS.
2) Name of Business : N/A - Author.
Address: Albuquerque, NM
Nature of the Business: Author
Position/Title: Author
Investment Related:No
Start Date: 12/03/2019
Hours per month devoted to this business: 2
Hours per month devoted to this business during trading hours: 2
Description of duties: I am a co-author with my partner, John Moore.
CRS (Client Relationship Summary) - RIA
Click below to view Brian James Cochran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
July 21, 2020 - Present
JOHN MOORE & ASSOCIATES INC
Office #1: 8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113RIA
CRD#: 109791
Albuquerque, NM
Past
August 20, 2013 - October 19, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ALBUQUERQUE, NM
Past
August 19, 2013 - October 19, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ALBUQUERQUE, NM
Past
September 6, 2006 - August 21, 2013
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
ALBUQUERQUE, NM
Past
August 23, 2006 - August 21, 2013
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JM
JOHN MOORE & ASSOCIATES INC
JOHN MOORE & ASSOCIATES INC
CRD#: 109791 / SEC#: 801-55123
RIA
Registered Investment Advisory firm - (1/9/1998 Approved)Ohio
Registered Investment Advisory firm - (1/8/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/25/2021)
IAR
New Mexico(7/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JM
JOHN MOORE & ASSOCIATES INC
JOHN MOORE & ASSOCIATES INC
CRD#: 109791 / SEC#: 801-55123
RIA
Registered Investment Advisory firm - (1/9/1998 Approved)Ohio
Registered Investment Advisory firm - (1/8/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113
Mailing Address
Phone number
(505) 881-5100
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,723 |
| AUM (Assets Under Management) | $ 970,185,554 |
Red Flags
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Company Information
JOHN MOORE & ASSOCIATES INC
Financial PlannerCRD#: 109791Albuquerque, NM 87113TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
