EA
Eli J. Adler
CITADEL SECURITIES LLC
Miami, FL 33131
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CRD#: 5157404
EA
Professional summary
Eli John Adler is a registered financial professional currently at CITADEL SECURITIES LLC located in Miami, Florida and CITADEL SECURITIES INSTITUTIONAL LLC located in Miami, Florida.
Eli is registered as a RR (Registered Representative) and started their career in finance in 2006. Eli has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eli John Adler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2018 - Present
CITADEL SECURITIES LLC
Office #1: 830 Brickell Plaza, Miami, FL 33131BD
CRD#: 116797
Miami, FL
Current
June 10, 2019 - Present
CITADEL SECURITIES INSTITUTIONAL LLC
Office #1: 830 Brickell Plaza, Miami, FL 33131BD
CRD#: 281102
Miami, FL
Past
May 13, 2014 - June 7, 2018
MARATHON TRADING GROUP LLC
BD
CRD#: 165584
WAYNE, PA
Past
April 18, 2012 - March 4, 2014
BLUEFIN CAPITAL MANAGEMENT, LLC
BD
CRD#: 113892
NEW YORK, NY
Past
July 18, 2008 - April 4, 2012
SUSQUEHANNA SECURITIES, LLC
BD
CRD#: 35874
BALA CYNWYD, PA
Past
August 7, 2007 - January 7, 2009
SAL EQUITY TRADING, GP
BD
CRD#: 29337
BALA CYNWYD, PA
Past
October 16, 2006 - January 26, 2007
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
GLEN ALLEN, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/25/2019)
RR
Alaska(6/25/2019)
RR
California(6/25/2019)
RR
Florida(6/10/2019)
RR
Illinois(6/25/2019)
RR
Indiana(6/25/2019)
RR
Louisiana(6/10/2019)
RR
Michigan(6/25/2019)
RR
Montana(6/25/2019)
RR
New York(6/25/2019)
RR
Ohio(6/11/2019)
RR
Pennsylvania(6/25/2019)
RR
Puerto Rico(6/10/2019)
RR
Rhode Island(6/25/2019)
RR
Texas(6/25/2019)
RR
Virginia(6/25/2019)
RR
Washington(6/25/2019)
RR
West Virginia(8/21/2019)
RR
Wyoming(6/25/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/7/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CS
CITADEL SECURITIES INSTITUTIONAL LLC
CITADEL SECURITIES INSTITUTIONAL LLC
CRD#: 281102 / SEC#: , 8-69663
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 06/08/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (16 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITADEL SECURITIES INSTITUTIONAL LLC
CRD#: 281102Miami, FL 33131TRUST BUT VERIFY
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