John R. Garner

BLACK ARROW CAPITAL LLC

Newark, DE

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CRD#: 5186782

Professional summary

John Rhett Garner, CFP®, ChFC®, CLU®, who also goes by John Garner, Rhett Garner, is a registered financial advisor currently at BLACK ARROW CAPITAL LLC located in Newark, Delaware.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Garner | Rhett Garner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In addition to salary and regular bonuses, there is potential to receive economic benefits, paid 1.) As a percentage of client assets under management, and 2.) As a result of recruiting additional Financial Advisors to the firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Rhett Garner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 7, 2024 - Present

BLACK ARROW CAPITAL LLC

RIA

CRD#: 329582

Newark, DE

Past

August 6, 2019 - November 26, 2023

HERITAGE WEALTH MANAGEMENT GROUP, LTD

RIA

CRD#: 148459

NORFOLK, VA

Past

June 15, 2015 - June 13, 2019

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

MCLEAN, VA

Past

June 15, 2015 - June 13, 2019

CAPITAL ONE INVESTING, LLC

CRD#: 45744

WILMINGTON, DE

Past

April 25, 2014 - June 15, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEWARK, DE

Past

June 23, 2009 - April 8, 2014

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

NEWARK, DE

Past

June 23, 2009 - April 8, 2014

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, DE

Past

July 2, 2008 - April 17, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SARASOTA, FL

Past

April 28, 2008 - June 18, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SARASOTA, FL

Past

April 15, 2008 - June 18, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SARASOTA, FL

Past

August 21, 2006 - February 27, 2008

PRUCO SECURITIES, LLC.

CRD#: 5685

SARASOTA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(2/7/2024)

IAR

Florida
(8/21/2024)

IAR

New York
(10/9/2025)

IAR

Pennsylvania
(3/21/2024)

IAR

South Carolina
(6/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/18/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/25/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/10/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/21/2009

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BLACK ARROW CAPITAL LLC

CRD#: 329582 / SEC#:

Delaware

Registered Investment Advisory firm - (2/7/2024 Approved)

Florida

Registered Investment Advisory firm - (8/21/2024 Approved)

New York

Registered Investment Advisory firm - (10/9/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/21/2024 Approved)

South Carolina

Registered Investment Advisory firm - (6/5/2025 Approved)

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Contact information

Main Address

Newark, DE

Mailing Address

Phone number

(941) 726-5407

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 30,528,654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Garner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Rhett Garner's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT GROUP, LTD

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

J.P. MORGAN SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MSI FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/18/2008

Series 65

Date: 1/25/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/9/2013

Series 6

Date: 8/10/2006

Series 24

Date: 9/28/2018

Series 26

Date: 7/21/2009

Current Firm

BLACK ARROW CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK ARROW CAPITAL LLC

TRUST BUT VERIFY

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