Lynne H. Gummo

LHG ADVISORY

Frederick, MD

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CRD#: 5192143

Professional summary

Lynne Holland Gummo, who also goes by Lynne Gummo, Lynne Anne Holland, is a registered financial advisor currently at LHG ADVISORY, LLC located in Frederick, Maryland.

Lynne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Lynne has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lynne Gummo | Lynne Anne Holland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

personal support services to Danielle Gummo through DDA self direction. Not investment related, 839 Lindley Road, Frederick, MD 21701, personal care services, staff to daughter with Down Syndrome, 12/21 to present, 16 hours a week, largely outside normal business hours. Provide coaching for meal prep, time management and administrative hours as directed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynne Holland Gummo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2023 - Present

LHG ADVISORY, LLC

RIA

CRD#: 326848

Frederick, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/22/2023)

IAR

Maryland
(7/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/2023

Uniform Investment Adviser Law Examination

Current Firm

LHG ADVISORY, LLC

CRD#: 326848 / SEC#:

Florida

Registered Investment Advisory firm - (8/22/2023 Approved)

Maryland

Registered Investment Advisory firm - (7/27/2023 Approved)

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Contact information

Main Address

7901 4th St N, Suite 4000, St Petersburg, FL 33702

Mailing Address

Phone number

(240) 994-2158

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lynne H. Gummo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynne Holland Gummo's CRS (Customer Relationship Summary).

Certified licenses

Experience

LHG ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/2023

Current Firm

LHG ADVISORY, LLC

Contact information

Documents

Red Flags

Company Information

LHG ADVISORY, LLC

TRUST BUT VERIFY

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