John W. Haynes

CATLIN FINANCIAL

Beaver, PA 15009

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CRD#: 5204691

Professional summary

John Wesley Haynes is a registered financial advisor currently at CATLIN FINANCIAL, LLC located in Beaver, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently an employee at T&R Properties, located at 3895 Stoneridge Ln, Dublin, OH 43017. The primary business is property management and is not investment related. I am the Director of Operations and oversee the day-to-day functions of renting apartment units. I devote approximate 120 hours per month and approximately 4 hours during the trading day.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Wesley Haynes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2023 - Present

CATLIN FINANCIAL, LLC

Office #1: 798 Turnpike St, Beaver, PA 15009

RIA

CRD#: 325202

Beaver, PA

Past

May 26, 2016 - April 23, 2021

ICAPITAL ADVISORS

RIA

CRD#: 173502

PITTSBURGH, PA

Past

December 9, 2015 - March 15, 2016

BPU INVESTMENT MANAGEMENT INC.

RIA

CRD#: 17058

PITTSBURGH, PA

Past

August 23, 2007 - January 8, 2011

PORTFOLIOARC, L.L.C.

RIA

CRD#: 139498

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2015

Uniform Investment Adviser Law Examination

Current Firm

CATLIN FINANCIAL, LLC

CRD#: 325202 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (6/2/2023 Approved)

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Contact information

Main Address

798 Turnpike St, Beaver, PA 15009

Mailing Address

Phone number

(878) 207-2988

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 11,275,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John W. Haynes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Wesley Haynes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CATLIN FINANCIAL, LLC

ICAPITAL ADVISORS

BPU INVESTMENT MANAGEMENT INC.

PORTFOLIOARC, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2015

Current Firm

CATLIN FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CATLIN FINANCIAL, LLC

TRUST BUT VERIFY

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