John R. Augenblick
ROCKWOOD WEALTH MANAGEMENT
New Hope, PA 18938
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CRD#: 5238201
Professional summary
John Robert Augenblick, CFP® is a registered financial advisor currently at ROCKWOOD WEALTH MANAGEMENT, LLC located in New Hope, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 2 firms and has passed the Series 65 exam.
Biography
John was born and raised in New Hope, PA and returned home as a founder of Rockwood Wealth Management. He cares deeply about his local community and writes a finance column for the Bucks County Herald independent newspaper, as well as serves as the Chairman of the Board for the Mercer Museum and Fonthill Castle.
?John previously served his country as a naval officer in the submarine warfare community. A certified nuclear engineer, John supervised the operation of naval nuclear reactors and was responsible for nuclear weapons targeting – so yes, he is guilty of being a bit overly analytical at times. These days, however, he much prefers sailboats and sunshine to submarines and warfighting.
John graduated from the United States Naval Academy with distinction, earning a degree in Systems Engineering. While teaching engineering at the United States Naval Academy, John earned his MBA at Johns Hopkins University where he focused his studies on portfolio development, investment analysis, and entrepreneurship.
John still lives in New Hope, Pennsylvania with his wife, Elizabeth, and their two children. Outside the office, you can almost always find John on the soccer field. You might also catch him gardening, enjoying nature on a quiet trail in the Catskills with family, teaching his kids to snowboard, or sharing a hard-to-find craft beer with his friends.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Small Business Planning
Retirement Planning
Tax Planning
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Investment Planning
Do you have an area of expertise or specialization?
Business Owners
Estate & Generational Planning...
High Net Worth Client Needs
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
John Robert Augenblick is a School Director of New Hope Solebury School Board. John Augenblick is the sole Member of the holding entity, Reeder York Holdings LLC. He spends about one hour a month on this activity and will not receive any yearly compensation. John Augenblick is the sole Member and Investor of the holding entity, Logan Holdings, LLC. This entity will be purchasing real estate held for personal investment. He spends about one hour a month on this activity and will not receive any yearly compensation.
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Augenblick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 6, 2009 - Present
ROCKWOOD WEALTH MANAGEMENT, LLC
Office #1: 6464 Lower York Road, New Hope, PA 18938RIA
CRD#: 137481
New Hope, PA
Past
December 5, 2006 - January 5, 2009
TRITON WEALTH MANAGEMENT
RIA
CRD#: 132601
EASTON, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROCKWOOD WEALTH MANAGEMENT, LLC
BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC
CRD#: 137481 / SEC#: 801-69884
RIA
Registered Investment Advisory firm - (1/26/2009 Approved)Pennsylvania
Registered Investment Advisory firm - (2/27/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/6/2009)
Current Firm
ROCKWOOD WEALTH MANAGEMENT, LLC
BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC
CRD#: 137481 / SEC#: 801-69884
RIA
Registered Investment Advisory firm - (1/26/2009 Approved)Pennsylvania
Registered Investment Advisory firm - (2/27/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6464 Lower York Road, New Hope, PA 18938
Mailing Address
Phone number
(267) 983-6400
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,476 |
| AUM (Assets Under Management) | $ 2,185,443,848 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/20/2023 | ||
| 02/02/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
