Christopher J. Peters
Professional summary
Christopher James Peters is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2023 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830July 23, 2021 - October 4, 2023
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
August 22, 2018 - August 2, 2021
PICKWICK CAPITAL PARTNERS, LLC
February 17, 2017 - May 29, 2018
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
January 25, 2010 - May 3, 2010
SIDOTI & COMPANY, LLC
February 2, 2007 - April 23, 2009
FRANKLIN DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2023)
(10/11/2023)
(10/11/2023)
(10/11/2023)
Exams
Series 79TO
Date: 11/20/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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