Cornell Fields
STRATEGIC ADVISERS LLC | Financial Consultant
RICHBORO, PA
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CRD#: 5276619
Professional summary
Cornell Fields, CFP®, CIMA®, who also goes by Cornell L Fields, Cornell Lemar Fields, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Richboro, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Warrington, Pennsylvania.
Cornell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Cornell has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
My passion is to partner with my clients to develop, design and implement a financial plan dedicated to their long-term financial goals. I empower individuals and families to harness their finances to work toward what is most important to them. My goal is to build meaningful relationships with clients and combine my passion for financial planning with the vast capabilities of Fidelity to help them move towards their goals.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Tax Planning
Retirement Planning
Social Security Planning
Insurance Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Cornell L Fields | Cornell Lemar Fields
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-63020|OrgNmn:Choice Fields LLC|Org Addr:Yardley,Pennsylvan,US|OBA Nature:Sells original books and music|Invst Rel:N|Title:cofounder|Duties:Oversight|StrtDt:07-01-2006|TotHrs/mon:3|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Cornell Fields's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
Penn State University
Master of Business Administration (MBA) - Finance
2015
Penn State University
Master of Finance - Finance
2015
William Paterson University
Bachelor of Music - Music & Education
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1520 Main St Ste 201, Warrington, PA 18976-3406RIA
CRD#: 104555
RICHBORO, PA
Current
October 5, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1520 Main St, Ste 201, Warrington, PA 18976-3401BD
CRD#: 7784
Warrington, PA
Past
October 6, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WARRINGTON, PA
Past
September 14, 2015 - September 29, 2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
April 20, 2011 - September 4, 2015
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
April 24, 2007 - July 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
April 12, 2007 - July 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2025)
RR
California(9/9/2022)
RR
Connecticut(8/5/2025)
RR
District of Columbia(2/13/2025)
RR
Florida(10/5/2021)
RR
Maryland(10/20/2025)
RR
Massachusetts(5/3/2024)
RR
Missouri(3/25/2023)
RR
Nevada(10/20/2025)
RR
New Jersey(10/5/2021)
RR
New York(9/9/2022)
RR
North Carolina(1/6/2023)
RR
Pennsylvania(10/5/2021)
IAR
Pennsylvania(3/31/2025)
RR
Puerto Rico(11/22/2024)
RR
Texas(7/8/2022)
IAR
Texas(3/31/2025)
RR
Virginia(9/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Richboro, PATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
