Min J. Song
FALCON WEALTH PLANNING | Principal at Falcon Wealth Planning
ONTARIO, CA 91764
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CRD#: 5300828
Professional summary
Min Joseph Song, AIF®, CFP®, who also goes by Joseph Song, is a registered financial advisor currently at FALCON WEALTH PLANNING, INC. located in Ontario, California.
Min is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Min has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Min has helped individuals, families, and business owners to meet their financial goals for over 10 years. He is currently a Financial Planner at Falcon Wealth Planning where he works directly with clients to help them with their overall comprehensive plans using efficient tax strategies.
Prior to joining Falcon Wealth Planning, Min served as a Private Client Investment Consultant with TD Ameritrade providing personalized financial planning and asset guidance.
Min holds a Bachelors of Science degree from University of California, Irvine. He is married to Christine Song, DMA, who passionately teaches music at Cal Poly Pomona. They have 2 daughters, Elisha and Evelyn who are young aspiring softball players. Min and Christine are actively serving in local community schools and church activities. In their spare time they love going on camping trips together.
Professional Designations & Licenses
- Certified Financial PlannerTM Professional (CFP®)
- Accredited Investment Fiduciary® (AIF®)
About Falcon Wealth Planning:
Falcon Wealth Planning, Inc. is a Registered Investment Advisor offering an innovative business model for financial planning; a model that places the client first by design and eliminates the conflicts of interest inherent in traditional models.
Every aspect of Falcon Wealth Planning is aligned with the client’s interests. The hybrid, retainer-based business model overcomes one of the major criticisms of the financial planning industry: a conflict of interest between the client’s needs and the advisor’s compensation. Falcon Wealth advisors are salaried employees who are never compensated by the sale of financial products or asset management fees, allowing them to focus on providing the best planning advice for their clients.
Question & Answer
What are your service offerings?
Financial Planning
Investment Management
Tax Planning
Tax Preparation
Retirement Planning
Estate Planning
Business Planning
Do you have an area of expertise or specialization?
Blended Families
Budgeting
Cash Flow Analysis
Customized Portfolios
Divorce Planning
Emergency Funds Management
Estate Planning
Executive Compensation (ISO, R...
FIRE (Financial Independence R...
High Net Worth Planning
Investment Management
Philanthropic and Non-Profit
Real Estate (LLP, REIT's, Priv...
Retirement Planning
Risk Management and Insurance ...
Small Business Planning
Tax Planning and Preparation
What is your minimum asset requirement?
250K
How do you get paid?
Fee-only
Are you a "fiduciary"?
Yes
Aliases
Joseph Song
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Min Joseph Song's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 28, 2017 - Present
FALCON WEALTH PLANNING, INC.
Office #1: 3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764RIA
CRD#: 174092
ONTARIO, CA
Past
May 28, 2008 - August 23, 2017
TD AMERITRADE, INC.
RIA
CRD#: 7870
RANCHO CUCAMONGA, CA
Past
May 28, 2008 - August 23, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
RANCHO CUCAMONGA, CA
Past
May 28, 2008 - August 23, 2017
TD AMERITRADE, INC.
BD
CRD#: 7870
RANCHO CUCAMONGA, CA
Past
May 18, 2007 - April 2, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BREA, CA
Past
May 4, 2007 - April 2, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BREA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/28/2017)
IAR
Texas(3/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764
Mailing Address
Phone number
(855) 963-2526
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,575 |
| AUM (Assets Under Management) | $ 1,159,538,045 |
Red Flags
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Company Information
FALCON WEALTH PLANNING, INC.
Principal at Falcon Wealth PlanningCRD#: 174092Ontario, CA 91764TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
