Susan B. Haupt
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
BROOMFIELD, CO
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CRD#: 5347023
Professional summary
Susan Brenner Haupt, CFP®, who also goes by Susan Janet Brenner, Susan Janet Haupt, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Broomfield, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Broomfield, Colorado.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Susan has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
As your Financial Consultant I will work with you to help create a plan that that supports sound investment decisions and simplifies your life. You will have the benefit of personal attention from an energetic and dedicated consultant while working with one of the most trusted investment firms in the industry. I take a direct approach and value integrity and trust in helping my clients work towards their financial goals.
Question & Answer
What are your service offerings?
Tax Planning
Employee and Employer Plan Ben...
Insurance Planning
Retirement Planning
Investment Planning
Estate Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Susan Janet Brenner | Susan Janet Haupt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Brenner Haupt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Education
College for Financial Planning
Master of Science (MS) - Personal Financial Planning
2016
University of Colorado
Bachelor of Arts (BA) - Ecology and Evolutionary Biology
2005
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 281 E. Flatiron Crossing Dr, Broomfield, CO 80021RIA
CRD#: 104555
BROOMFIELD, CO
Current
October 3, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 281 E. Flatiron Crossing Dr, Broomfield, CO 80021BD
CRD#: 7784
Broomfield, CO
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BROOMFIELD, CO
Past
April 7, 2010 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BROOMFIELD, CO
Past
June 21, 2007 - September 8, 2008
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
ENGLEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/31/2012)
RR
Arizona(1/2/2009)
RR
Arkansas(3/25/2023)
RR
California(1/3/2013)
RR
Colorado(10/3/2008)
IAR
Colorado(3/31/2025)
RR
Connecticut(10/9/2020)
RR
Delaware(3/25/2023)
RR
Florida(5/31/2012)
RR
Georgia(4/23/2020)
RR
Idaho(10/14/2021)
RR
Indiana(1/4/2013)
RR
Kansas(4/9/2021)
RR
Louisiana(9/9/2022)
RR
Maine(9/9/2022)
RR
Maryland(7/23/2024)
RR
Massachusetts(1/5/2016)
RR
Michigan(9/23/2019)
RR
Minnesota(9/9/2022)
RR
Missouri(4/15/2021)
RR
Montana(9/23/2019)
RR
Nebraska(5/22/2024)
RR
New Hampshire(8/20/2020)
RR
New Jersey(8/13/2021)
RR
New Mexico(10/3/2008)
RR
North Carolina(1/4/2019)
RR
North Dakota(10/8/2021)
RR
Oklahoma(6/8/2010)
RR
Oregon(1/5/2018)
RR
Pennsylvania(10/31/2023)
RR
Rhode Island(1/5/2018)
RR
South Carolina(1/3/2014)
RR
South Dakota(1/3/2013)
RR
Texas(10/3/2008)
IAR
Texas(3/31/2025)
RR
Utah(2/9/2021)
RR
Vermont(1/3/2014)
RR
Virginia(11/21/2014)
RR
Washington(1/3/2013)
RR
Wisconsin(9/9/2022)
RR
Wyoming(6/11/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Broomfield, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
