DS
Dustin H. Stanley
NEW WAVE WEALTH ADVISORS
Springdale, AR 72764
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CRD#: 5416841
DS
Professional summary
Dustin Heath Stanley is a registered financial advisor currently at NEW WAVE WEALTH ADVISORS located in Springdale, Arkansas.
Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Dustin has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ReModern Homez, LLC, Fayetteville, AR, real estate, 100% owner, 06/03/2013, 4-6 hours per month, no time during trading hours, principal owner, buying and selling real estate. 2) Roma Properties, Fayetteville, AR, Non-Investment related, Vacation Real Estate, 100% owner, 7/2014, 1 hour, No time during trading hours, Manage P&L. 3) NWA Pizza LLC--Papa John's, Fayetteville, AR, non-investment related, restaurant, managing member (80%), 12/2014, 10 hours per week, no time during trading hours, partner and owner in real estate and franchise store, manage finances and P&L. 50% owner. 4) Guapo Management, LLC, Fayetteville, AR, a management company to facilitate the allocation of expenses for accounting purposes. 100% owner. Started August 2017. 5) New Wave Ventures, LLC, non-investment related, Springdale, AR. Passive real estate holdings, Owner/Manager (50%), 12/2020, 0 hrs/mo 8. 0 hrs during trading, Financial and Operations Management Oversight; passive entity that is a holding company for the building where New Wave Wealth Advisors, LLC operates. 7) Fixed Insurance, Investment related, Springdale, AR, Fixed / traditional insurance Agent, 03/2022, 4 hrs/mo 8. 4 hrs during trading, Sales of fixed / traditional insurance products 8) Toro Properties, LLC; Managing Member (50%); Rental property occupied by daughters; Since 5/2024; Non-investment related: Fayetteville, AR; 2 hours per month, 0 hours during trading hours; no current income provided.
CRS (Client Relationship Summary) - RIA
Click below to view Dustin Heath Stanley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2022 - Present
NEW WAVE WEALTH ADVISORS
Office #1: 4403 S Thompson St, Ste 1, Springdale, AR 72764RIA
CRD#: 323414
Springdale, AR
Past
June 8, 2022 - September 27, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Springdale, AR
Past
April 5, 2019 - December 31, 2022
SOWELL MANAGEMENT
RIA
CRD#: 127145
Springdale, AR
Past
April 8, 2010 - April 24, 2019
ARVEST WEALTH MANAGEMENT
RIA
CRD#: 42057
HUNTSVILLE, AR
Past
September 15, 2009 - April 24, 2019
ARVEST WEALTH MANAGEMENT
BD
CRD#: 42057
HUNTSVILLE, AR
Past
September 29, 2007 - September 8, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
ROGERS, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NEW WAVE WEALTH ADVISORS
NEW WAVE WEALTH ADVISORS | NEW WEALTH ADVISORS | NEW WAVE WEALTH ADVISORS LLC
CRD#: 323414 / SEC#: 801-126788
RIA
Registered Investment Advisory firm - (10/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(10/25/2022)
IAR
Louisiana(11/21/2023)
IAR
Texas(11/7/2023)
IAR
Wyoming(11/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NEW WAVE WEALTH ADVISORS
NEW WAVE WEALTH ADVISORS | NEW WEALTH ADVISORS | NEW WAVE WEALTH ADVISORS LLC
CRD#: 323414 / SEC#: 801-126788
RIA
Registered Investment Advisory firm - (10/25/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4403 S Thompson St, Ste 1, Springdale, AR 72764
Mailing Address
Phone number
(479) 877-2525
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,253 |
| AUM (Assets Under Management) | $ 315,005,818 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
