EH
Eric K. Hall
BROOKSTONE CAPITAL MANAGEMENT LLC
Greentown, IN 46936
Some features on this profile are disabled
CRD#: 5461752
EH
Professional summary
Eric Kim Hall MR, who also goes by Eric K Hall Mr, Eric K Hall, Eric Hall, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Greentown, Indiana.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Eric has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric K Hall Mr | Eric K Hall | Eric Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*123022 For profit or not for profit: Non-Profit Organization Name of outside business organization: Greentown Faith Apostolic Lighthouse INC Investment related: N Address of business: Greentown, Indiana 46936 Nature of business: Corporation, Position, title, association: Trustee, Start date of relationship: 10/1/2007 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Senior Pastor of the Church. I am a member of the board of trustees. I lead services on Sunday at 11am and 6:30pm. I also lead services on Wednesdays at 7pm. Own rental property Insurance sales
CRS (Client Relationship Summary) - RIA
Click below to view Eric Kim Hall MR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2021 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 9540 E 00 Ns, Greentown, IN 46936RIA
CRD#: 141413
Greentown, IN
Past
April 29, 2019 - August 4, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
INDIANAPOLIS, IN
Past
April 29, 2019 - August 4, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
INDIANAPOLIS, IN
Past
March 27, 2018 - May 1, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
INDIANAPOLIS, IN
Past
March 27, 2018 - May 1, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
INDIANAPOLIS, IN
Past
April 3, 2015 - March 28, 2018
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
ZIONSVILLE, IN
Past
April 3, 2015 - March 28, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
ZIONSVILLE, IN
Past
March 20, 2014 - January 6, 2015
FISHER INVESTMENTS
RIA
CRD#: 107342
GREENTOWN, IN
Past
July 30, 2012 - March 21, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREENTOWN, IN
Past
July 30, 2012 - March 21, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENTOWN, IN
Past
November 19, 2010 - July 31, 2012
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
KOKOMO, IN
Past
November 19, 2010 - July 31, 2012
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
KOKOMO, IN
Past
June 4, 2008 - November 8, 2010
EDWARD JONES
RIA
CRD#: 250
KOKOMO, IN
Past
March 6, 2008 - November 8, 2010
EDWARD JONES
BD
CRD#: 250
KOKOMO, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(8/5/2021)
IAR
Indiana(8/3/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
