CM
Charles G. Morgan
INDEPENDENT WEALTH NETWORK
Lubblock, TX 79424
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CRD#: 5522992
CM
Professional summary
Charles Garrett Morgan is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Lubblock, Texas and MCDERMOTT INVESTMENT SERVICES, LLC located in Lubbock, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Charles has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Archer Financial Partners; Lubbock, Tx.; Not Investment-Related; Since 09/2018; Partner; Financial Planner and Independent Insurance Agency; Duties Include: Determine client needs for life insurance and sales of fixed insurance products; Devote 10 Hrs/Week to this activity. 2. Boy Scouts of American - South Plains Council; Non-Investment Related; 30 Briercroft Office Park
CRS (Client Relationship Summary) - RIA
Click below to view Charles Garrett Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2018 - Present
INDEPENDENT WEALTH NETWORK, INC.
Office #1: Archer Financial Partners 7021 Kewanee Ave, Bldg.8 - 101, Lubblock, TX 79424RIA
CRD#: 286262
Lubblock, TX
Current
January 10, 2019 - Present
MCDERMOTT INVESTMENT SERVICES, LLC
Office #1: 7021 Kewanee Ave Suite 8-102, Lubbock, TX 79424BD
CRD#: 154926
Lubbock, TX
Past
September 24, 2018 - September 25, 2018
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
Lubbock, TX
Past
September 24, 2018 - February 6, 2019
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
Lubbock, TX
Past
September 15, 2014 - September 24, 2018
LOWELL & COMPANY, INC.
RIA
CRD#: 24913
LUBBOCK, TX
Past
May 6, 2008 - September 24, 2018
LOWELL & COMPANY, INC.
BD
CRD#: 24913
LUBBOCK, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(9/26/2018)
IAR
Florida(3/4/2025)
RR
Florida(4/9/2025)
IAR
Illinois(12/22/2022)
IAR
Indiana(8/17/2020)
IAR
Louisiana(1/8/2019)
IAR
Maine(9/5/2019)
RR
Maine(10/30/2019)
IAR
New Mexico(9/26/2018)
RR
New Mexico(2/6/2019)
RR
Oklahoma(1/10/2019)
IAR
Oklahoma(1/22/2019)
IAR
Texas(9/25/2018)
RR
Texas(1/10/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
