DW
Donald R. Windle
WINDLE WEALTH
Oklahoma City, OK 73142
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CRD#: 5581610
DW
Professional summary
Donald Ray Windle III, CFP®, who also goes by Dj Windle, Donald Windle III, is a registered financial advisor currently at WINDLE WEALTH located in Oklahoma City, Oklahoma.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Donald has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dj Windle | Donald Windle Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/10/2016 - VF Group - INV REL - 5740 NW 132nd St., Oklahoma City, OK 73142 - Real Estate Rental - START 10/13/2015 - This is an LLC to rent my primary home after moving, because it could not be sold. 2. 01/01/2023 - CoinDeesk - Inv Rel - Oklahoma City, OK 73142 - Contributor - Writer or articles and opinion pieces for digital asset industry - < 5 hours per month, < 5 hours per month during trading hours 3. 10/01/2022 - Fist of Five, LLC - Non-Inv Rel - Oklahoma City, OK 73142 - 20% Owner - Songwriter - 1% time per month, no time during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Ray Windle III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
December 13, 2016 - Present
WINDLE WEALTH
Office #1: 5740 Nw 132nd St., Oklahoma City, OK 73142RIA
CRD#: 285653
Oklahoma City, OK
Past
March 28, 2014 - December 20, 2016
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
OKLAHOMA CITY, OK
Past
March 28, 2014 - December 15, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
OKLAHOMA CITY, OK
Past
October 29, 2008 - April 1, 2014
EDWARD JONES
RIA
CRD#: 250
OKLAHOMA CITY, OK
Past
October 3, 2008 - April 1, 2014
EDWARD JONES
BD
CRD#: 250
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WINDLE WEALTH
WINDLE WEALTH | WINDLE WEALTH, LLC
CRD#: 285653 / SEC#: 801-123385
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)Arkansas
Registered Investment Advisory firm - (4/7/2022 Terminated)Louisiana
Registered Investment Advisory firm - (4/12/2022 Terminated)Missouri
Registered Investment Advisory firm - (4/6/2022 Terminated)Oklahoma
Registered Investment Advisory firm - (4/6/2022 Terminated)Texas
Registered Investment Advisory firm - (4/6/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(12/13/2016)
IAR
Texas(1/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WINDLE WEALTH
WINDLE WEALTH | WINDLE WEALTH, LLC
CRD#: 285653 / SEC#: 801-123385
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)Arkansas
Registered Investment Advisory firm - (4/7/2022 Terminated)Louisiana
Registered Investment Advisory firm - (4/12/2022 Terminated)Missouri
Registered Investment Advisory firm - (4/6/2022 Terminated)Oklahoma
Registered Investment Advisory firm - (4/6/2022 Terminated)Texas
Registered Investment Advisory firm - (4/6/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5740 Nw 132nd St., Oklahoma City, OK 73142
Mailing Address
Phone number
(405) 261-5202
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 207,756,385 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WINDLE WEALTH
CRD#: 285653Oklahoma City, OK 73142TRUST BUT VERIFY
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