Aaron B. Sauls
Professional summary
Aaron Benjamin Sauls III, who also goes by Aaron Sauls, Jamin Sauls, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Washington, North Carolina and SECU BROKERAGE SERVICES located in Washington, North Carolina.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Aaron has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Benjamin Sauls III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2009 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 152 Whispering Pines Road, Washington, NC 27889May 21, 2009 - Present
SECU BROKERAGE SERVICES
Office #1: 152 Whispering Pines Rd, Washington, NC 27889Office #2: 880 Us Hwy 64 West, Plymouth, NC 27962Office #3: 1310 Washington St, Williamston, NC 27892Office #4: 13115 Us Hwy 264, Swan Quarter, NC 27885State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2009)
(9/28/2009)
Exams
FINRA
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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Company Information
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871Washington, NC 27889TRUST BUT VERIFY
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