Gavin M. Langley

SOLLINDA CAPITAL MANAGEMENT LLC

Morehead City, NC 28557

Some features on this profile are disabled

CRD#: 5658413

Professional summary

Gavin Marshall Langley, AIF®, who also goes by Gavin Langley, is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Morehead City, North Carolina and SAXONY SECURITIES, INC. located in Morehead City , North Carolina.

Gavin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Gavin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gavin Langley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BOGUE SOUND FINANCIAL, LLC. DBA for investment-related activity. 2. FIRST METHODIST CHURCH, 900 ARENDEL ST. MOREHEAD CITY, NC 28557, COMMITTEE MEMBER, BEGAN 1/1/2007. 3. Sollinda Capital Management, LLC.; RIA Firm Advisory; 200 1st Ave NW #303, Hickory, NC 28601; fee based RIA; began 01/01/2024; 175 hours per month, during monthly trading hours; RIA Sales. 4. VARIOUS INSURANCE COMPANIES; SELL NON-VARIABLE INSURANCE PRODUCTS; BEGAN 7/1/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin Marshall Langley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 2, 2024 - Present

SOLLINDA CAPITAL MANAGEMENT LLC

Office #1: 4206 Bridges St Suite G, Morehead City, NC 28557

RIA

CRD#: 321742

Morehead City, NC

Current

September 3, 2024 - Present

SAXONY SECURITIES, INC.

Office #1: 4206 Bridges Street Suite G, Morehead City , NC 28557

CRD#: 115547

Morehead City , NC

Past

September 6, 2013 - December 26, 2023

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 149124

MOREHEAD CITY, NC

Past

September 6, 2013 - September 3, 2024

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

MOREHEAD CITY, NC

Past

July 11, 2011 - September 12, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOREHEAD CITY, NC

Past

July 11, 2011 - September 12, 2013

LPL FINANCIAL LLC

CRD#: 6413

MOREHEAD CITY, NC

Past

June 15, 2009 - July 6, 2011

EDWARD JONES

RIA

CRD#: 250

BEAUFORT, NC

Past

June 3, 2009 - July 6, 2011

EDWARD JONES

CRD#: 250

BEAUFORT, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/16/2024)

Nevada
(9/16/2024)

IAR

North Carolina
(1/2/2024)

North Carolina
(9/12/2024)

Pennsylvania
(9/17/2024)

South Carolina
(9/13/2024)

Tennessee
(9/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131

Mailing Address

200 First Ave. Nw Suite 303a, Hickory, NC 28601

Phone number

(844) 662-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE DISCLOSURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,506
AUM (Assets Under Management)	$ 909,386,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Garrett Norton

LPL FINANCIAL LLC

IAR

Baton Rouge, LA

Travis Hooser

FIRST COMMAND ADVISORY SERVICES

IAR

Radcliff, KY

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gavin M. Langley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin Marshall Langley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CAPITAL INVESTMENT GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

SOLLINDA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2009

SIE

Date: 10/1/2018

Series 7

Date: 6/2/2009

FINRA

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLLINDA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors