RW
Richard E. Wait
RSW WEALTH MANAGEMENT
RENO, NV 89509
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CRD#: 5781906
RW
Professional summary
Richard Eugene Wait is a registered financial advisor currently at RSW WEALTH MANAGEMENT located in Reno, Nevada.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Richard has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FOLLOWING ARE THE OTHER BUSINESS ACTIVITIES OF MR. RICHARD WAIT: 1) A SHAREHOLDER AND A CPA OF RS WAIT, CHTD, AN ACCOUNTING FIRM IN RENO, NV SINCE FEBRARY 1995. THE NATURE OF BUSINESS IS NOT INVESTMENT-RELATED. MR. WAIT DEVOTES APPROXIMATELY 80 HOURS PER MONTH TO THE ACCOUNTING PRACTICE. HIS DUTIES INCLUDE ACTING IN THECAPACITY OF A CPA AND PROVIDING ACCOUNING SERVICES TO THE COMPANY'S CLIENTS. 2) A 50% PARTNER IN RJ LLC, A PARTNERSHIP THAT OWNS A COMMERCIAL REAL ESTATE PROPERTY IN RENO, NEVADA SINCE FEBRUARY 1999. THE NATURE OF THE BUSINESS IS NOT INVESTMENT-RELATED. MR. WAIT DEVOTES 8 HOURS PER MONTH TO THIS OTHER BUSINESS ACTIVITY, 6 OF WHICH OCCUR DURING SECURITIES TRADING HOURS. MR. WAIT'S DUTIES INCLUDE: NEGOTIATE LEASE AGREEMENTS WITH TENANTS, DISCUSS MARKETING, PROMOTION AND RENTER CANDIDATES WITH COMMERCIAL PROPERTY BROKER, AND ARRANGE FOR REPAIRS AND MAINTENANCE OF PROPERTY. 3) A DIRECTOR OF SIERRA NEVADA MASTERS SWIMMING, INC., A NON-PROFIT ORGANIZATION IN RENO, NV SINCE MAY OF 2019. THE NATURE OF THE BUSINESS IS NOT INVESTMENT-RELATED. HIS DUTIES ARE TO PROVIDE PERIODIC FINANCIAL GUIDANCE FOR THE DOMESTIC NONPROFIT CORPORATION. MR. WAIT SPENDS 1.5 HOURS PER MONTH IN HIS ROLE AS A DIRECTOR. 4) A DIRECTOR FOR SIERRA NEVADA WATER POLO, INC. SINCE 2018. THE ORGANIZATION IS A DOMESTIC NONPROFIT COOPERATIVE CORPORATION WITHOUT STOCK. HIS DUTIES ARE TO PROVIDE PERIODIC FINANCIAL GUIDANCE FOR THE DOMESTIC NONPROFIT CORPORATION. MR. WAIT SPENDS 1.5 HOURS PER MONTH IN HIS ROLE AS A DIRECTOR.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Eugene Wait's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2017 - Present
RSW WEALTH MANAGEMENT
Office #1: 6566 S. Mccarran Blvd Suite A, Reno, NV 89509RIA
CRD#: 284240
RENO, NV
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(2/3/2017)
Current Firm
RW
RSW WEALTH MANAGEMENT
RS WAIT, CHTD. | RSW, CHTD. | RSW WEALTH MANAGEMENT
CRD#: 284240 / SEC#:
Nevada
Registered Investment Advisory firm - (8/19/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6566 S. Mccarran Blvd Suite A, Reno, NV 89509
Mailing Address
Po Box 10980, Reno, NV 89510-0980
Phone number
(775) 825-7637
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 36,530,931 |
Red Flags
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