Stephen N. Bunzl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Nicholas Bunzl, who also goes by Bunzl Nicholas Stephen, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2011. Stephen had worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2011 - March 14, 2017
FAMILY MANAGEMENT SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FAMILY MANAGEMENT SECURITIES, LLC
CRD#: 44319 / SEC#: , 8-50618
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZISES, SEYMOUR WILLIAM | PRESIDENT, MEMBER, CEO | 816096 |
| ZISES CHILDREN'S TRUST | FAMILY TRUST | |
| AT MANAGEMENT SERVICES INC. | MEMBER | |
| FORTINO, ANGELINA | PRINCIPAL FINANCIAL & OPERATIONS OFFICER - CFO | 6869135 |
| FRANK, PHILIP THOMAS | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 4195958 |
| GREENBERG, MONTE I. | TRUSTEE | 7831859 |
| TESSLER, ANDREA LESLIE | MANAGING DIRECTOR, MEMBER | 1407430 |
Red Flags
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