Gabriel E. Prieto-cogliolo

INVESTEC SECURITIES (US) LLC

New York, NY 10022

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CRD#: 5916117

Professional summary

Gabriel Enrique Prieto-cogliolo, who also goes by Gabriel Enrique Prieto-cogliolo, Gabriel Prieto, Gabriel Prieto-cogliolo, is a registered financial professional currently at INVESTEC SECURITIES (US) LLC located in New York, New York.

Gabriel is registered as a RR (Registered Representative) and started their career in finance in 2011. Gabriel has worked at 5 firms and has passed the Series 63, Series 50, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gabriel Enrique Prieto-Cogliolo | Gabriel Prieto | Gabriel Prieto-Cogliolo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gabriel Enrique Prieto-cogliolo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2025 - Present

INVESTEC SECURITIES (US) LLC

Office #1: 10 East 53rd Street 22nd Floor, New York, NY 10022

CRD#: 138421

New York, NY

Past

January 28, 2022 - July 17, 2025

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

September 20, 2018 - January 14, 2022

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

April 1, 2017 - August 27, 2018

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Past

May 11, 2011 - April 1, 2017

MUFG AMERICAS CORPORATE ADVISORY, INC.

CRD#: 10151

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/1/2025)

Ohio
(8/1/2025)

Texas
(8/1/2025)

Virginia
(8/1/2025)

Exams

State Security Law Exam

Series 63

Date: 7/22/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 7/15/2019

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 5/10/2011

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTEC SECURITIES (US) LLC

CRD#: 138421 / SEC#: , 8-67162

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

10 East 53rd Street 22nd Floor, New York, NY 10022

Mailing Address

10 East 53rd Street 22nd Floor, New York, NY 10022

Phone number

(212) 259-5609

Established

Delaware since 09/14/2005

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INVESTEC USA HOLDINGS CORP.	SOLE MEMBER
GREEN, JONATHAN EVAN	GENERAL COUNSEL, MANAGER AND DIRECTOR	7964267
HADZIC, EMINA	CHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022)	6316232
NAROV, STEVE	CHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL	3060331
ROSENBLUM, SCOTT S.	NON-EMPLOYEE DIRECTOR	4251370
SUMNER, NOEL JUSTIN	NON-EMPLOYEE DIRECTOR	7448843
VAN DER WALT, MARLE	NON-EMPLOYEE DIRECTOR	7694588

Red Flags

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Gabriel E. Prieto-cogliolo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gabriel Enrique Prieto-cogliolo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIZUHO SECURITIES USA LLC

SG AMERICAS SECURITIES, LLC

MUFG SECURITIES AMERICAS INC.

MUFG AMERICAS CORPORATE ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/22/2011

Series 50

Date: 7/15/2019

SIE

Date: 10/1/2018

Series 79

Date: 5/10/2011

FINRA

Current Firm

INVESTEC SECURITIES (US) LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INVESTEC SECURITIES (US) LLC

TRUST BUT VERIFY

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