Jason R. Sikma

LAKE AVENUE FINANCIAL LLC | Vice President, Financial Consultant

Shoreline, WA

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CRD#: 5970951

Professional summary

Jason Robert Sikma, who also goes by Jason R Sikma, is a registered financial advisor currently at LAKE AVENUE FINANCIAL LLC located in Shoreline, Washington.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jason has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Biography

As a Financial Consultant with Fidelity, I partner with clients to discover their goals and what is most important to them, and co-create financial plans that are meaningful and impactful.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason R Sikma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Sikma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SEATTLE, WA

Past

June 11, 2013 - September 10, 2014

CAPITAL ONE INVESTING, LLC

CRD#: 45744

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKE AVENUE FINANCIAL LLC

CRD#: 315746 / SEC#: 801-122031

RIA

Registered Investment Advisory firm - (8/6/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/22/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/2013

General Securities Representative Examination

Current Firm

LAKE AVENUE FINANCIAL LLC

CRD#: 315746 / SEC#: 801-122031

RIA

Registered Investment Advisory firm - (8/6/2021 Approved)

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Contact information

Main Address

301 N Lake Ave Suite 830, Pasadena, CA 91101

Mailing Address

Phone number

(626) 689-2012

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHTECH LLC ADV PART 2A AND APPENDIX 1 BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 137,894,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Jason R. Sikma

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Sikma's CRS (Customer Relationship Summary).

Certified licenses

Education

Washington State University

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CAPITAL ONE INVESTING, LLC

Primary Firm SEC Registration

LAKE AVENUE FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2016

Series 66

Date: 10/22/2013

SIE

Date: 10/1/2018

Series 7

Date: 6/10/2013

Current Firm

LAKE AVENUE FINANCIAL LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAKE AVENUE FINANCIAL LLC

TRUST BUT VERIFY

Contact information

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