ER
Erick Reinoso
GUERRA WEALTH ADVISORS
Miami, FL 33173
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CRD#: 6121358
ER
Professional summary
Erick Reinoso is a registered financial advisor currently at GUERRA WEALTH ADVISORS located in Miami, Florida.
Erick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Erick has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Reinoso Holdings LLC; Owner; Investment Related; 15810 sw 60th ter Miami Florida 33193; Holdings and management or rental real estate; Property management; Start date with business: 2008-11-24; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 10. 2. Guerra Advisors, Inc.; Insurance Agent; Investment Related; 6401 SW 87th Ave. Ste. 119 Miami FL 33173; Responsibilities: Sell Insurance Products; Start date: 2008-11-24; 80 Hours per month during trading hours; 50 percent of total yearly compensation derived from the business.
CRS (Client Relationship Summary) - RIA
Click below to view Erick Reinoso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2023 - Present
GUERRA WEALTH ADVISORS
Office #1: 6401 Sw 87 Avenue Suite 119, Miami, FL 33173RIA
CRD#: 282409
Miami, FL
Past
March 31, 2021 - January 26, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MIAMI, FL
Past
November 5, 2012 - January 26, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUERRA WEALTH ADVISORS
GUERRA ADVISORS INC. | GUERRA WEALTH ADVISORS | GUERRA ADVISORY SERVICES
CRD#: 282409 / SEC#: 801-128924
RIA
Registered Investment Advisory firm - (11/15/2023 Approved)Florida
Registered Investment Advisory firm - (12/31/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GW
GUERRA WEALTH ADVISORS
GUERRA ADVISORS INC. | GUERRA WEALTH ADVISORS | GUERRA ADVISORY SERVICES
CRD#: 282409 / SEC#: 801-128924
RIA
Registered Investment Advisory firm - (11/15/2023 Approved)Florida
Registered Investment Advisory firm - (12/31/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6401 Sw 87 Avenue Suite 119, Miami, FL 33173
Mailing Address
Phone number
(305) 448-1011
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,267 |
| AUM (Assets Under Management) | $ 260,048,968 |
Red Flags
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Company Information
GUERRA WEALTH ADVISORS
CRD#: 282409Miami, FL 33173TRUST BUT VERIFY
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