Douglas E. Lindsey

FARTHER

Albuquerque, NM 87107

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CRD#: 6149647

Professional summary

Douglas Eugene Lindsey, CFP® is a registered financial advisor currently at FARTHER located in Albuquerque, New Mexico.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Douglas has worked at 3 firms and has passed the Series 63 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Osher Lifelong Learning Institute at UNM; Not investment-related; Address: 1634 University Blvd NE, Albuquerque, NM 87131; Nature of business: education; Position: instructor; Start date: 2015; Hours per month: 2; Hours worked during trading hours: 0; Duties: teach classes on Social Security, Medicare, cybersecurity, tax-planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Eugene Lindsey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 21, 2025 - Present

FARTHER

Office #1: 316 Osuna Rd Ne Building #2, Albuquerque, NM 87107

RIA

CRD#: 302050

Albuquerque, NM

Past

June 29, 2023 - February 14, 2025

THE H GROUP, INC.

RIA

CRD#: 106801

ALBUQUERQUE, NM

Past

January 2, 2013 - June 11, 2024

MGM LLC

RIA

CRD#: 136725

ALBUQUERQUE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(1/22/2025)

IAR

Texas
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/23/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/16/2024

Securities Industry Essentials Examination

Current Firm

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Mailing Address

Phone number

(628) 246-8004

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)

FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	24,245
AUM (Assets Under Management)	$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas E. Lindsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Eugene Lindsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARTHER

THE H GROUP, INC.

MGM LLC

Primary Firm SEC Registration

FARTHER

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2024

SIE

Date: 8/16/2024

Current Firm

FARTHER

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARTHER

TRUST BUT VERIFY

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