Colin R. Watters
Professional summary
Colin Russell Watters, CFP®, who also goes by Colin R Watters, is a registered financial advisor currently at THE RETIREMENT PLANNING GROUP, LLC located in Paramus, New Jersey.
Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Colin has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Colin Russell Watters's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
July 12, 2024 - Present
THE RETIREMENT PLANNING GROUP, LLC
Office #1: 16 Arcadian Avenue, Suite C4, Paramus, NJ 07652June 1, 2017 - July 15, 2024
WATTERS FINANCIAL SERVICES, LLC
September 2, 2013 - April 2, 2015
SCOTTRADE, INC.
June 4, 2013 - August 7, 2013
JOSEPH GUNNAR & CO. LLC
Primary Firm SEC Registration
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/12/2024)
(7/23/2024)
(7/12/2024)
Exams
Current Firm
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,295 |
| AUM (Assets Under Management) | $ 4,008,879,250 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 11/27/2023 | ||
| 01/27/2023 |
Red Flags
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