Robert D. Heck
KILEY JUERGENS WEALTH MANAGEMENT
Olympia, WA 98501
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CRD#: 6244995
Professional summary
Robert Dennis Heck, CFP® is a registered financial advisor currently at KILEY JUERGENS WEALTH MANAGEMENT, LLC located in Olympia, Washington and OSAIC WEALTH, INC. located in Olympia, Washington.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HANDS ON CHILDREN'S MUSEUM, BOARD MEMBER, START 1/2015, NON-INVESTMENT RELATED, DISCUSS FUND RAISING AND BUDGETS, 1 HOUR/MONTH DURING SECURITIES TRADING HOURS....... 2. WILLAMETTE UNIVERSITY ALUMNI ALLOCATION POSITION: Board Member NATURE: alumni association advisory board to non-profit unversity INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2015 ADDRESS: 900 State Street, Salem OR 97301, United States DESCRIPTION: 9-6-24 - No longer a trustee. Continuing as board member of the alumni association(9-1-15) Board member of alumni association advisory board - provide strategic feedback on initiatives and projects of the university. All work is advisory in nature.(7-1-2022 - see previous OBA approved 10/27/22 and inactive as of 2/8/23 - possibly should have done this differently.) Serve as a University Trustee - provide strategic feedback on initiatives and projects of the University. In this role serve as a fiduciary. 3. FIXED INSURANCE SALES POSITION: insurance broker NATURE: Insurance license to sell life, annuities, LTC, DI INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2013 ADDRESS: 2409 Pacific Ave SE, Olympia WA 98501, United States DESCRIPTION: WA License to sell life, annuities, LTC or DI. This is not the focus or a major part of my business activities on a day to day basis. 4. KILEY JUERGENS WEALTH MANAGEMENT, LLC POSITION: Wealth Advisor/Co-Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/03/2013 ADDRESS: 2409 Pacific Ave SE, Olympia WA 98501, United States DESCRIPTION: Kiley Juergens Wealth Management, LLC is the SEC regulated RIA that I have worked for since 9/3/2013. I am a W-2 employee. On 12/31/20 I purchased ownership in the company. Beginning on 1/1/21 I started to receive ownership distributions.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Dennis Heck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
December 18, 2013 - Present
KILEY JUERGENS WEALTH MANAGEMENT, LLC
Office #1: 2409 Pacific Ave Se, Olympia, WA 98501RIA
CRD#: 151088
Olympia, WA
Current
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 2409 Pacific Avenue, Se, Olympia, WA 98501RIA
BD
CRD#: 23131
Olympia, WA
Past
December 28, 2015 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
OLYMPIA, WA
Past
November 21, 2013 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
OLYMPIA, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KJ
KILEY JUERGENS WEALTH MANAGEMENT, LLC
KILEY JUERGENS WEALTH MANAGEMENT | KJWM LLC | KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088 / SEC#: 801-70467
RIA
Registered Investment Advisory firm - (8/27/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/19/2021)
IAR
Washington(12/18/2013)
RR
Washington(11/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KJ
KILEY JUERGENS WEALTH MANAGEMENT, LLC
KILEY JUERGENS WEALTH MANAGEMENT | KJWM LLC | KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088 / SEC#: 801-70467
RIA
Registered Investment Advisory firm - (8/27/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2409 Pacific Ave Se, Olympia, WA 98501
Mailing Address
Phone number
(360) 350-4747
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,242 |
| AUM (Assets Under Management) | $ 1,872,363,667 |
Red Flags
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Company Information
KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088Olympia, WA 98501TRUST BUT VERIFY
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