KL
Kevin G. Lors
COMPOUND PLANNING
Windsor Heights, IA 50324
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CRD#: 6262516
KL
Professional summary
Kevin Gregory Lors, CFP® is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Windsor heights, Iowa.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kevin has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 50% MEMBER OF NORTHWATER LLC; NORWALK, IA; PURCHASED LAND NEAR ADEL IOWA FOR CROP AND TOWER RENTAL AND DEVELOPMENT OF LOTS FOR RESIDENTAL SALES, STARTED MARCH 2014; 5% OF TIME DEVOTED TO BUSINESS - 1 HR PER WEEK DURING SECURITIES TRADING HOURS; MANAGE LLC - RENTAL INCOME AND PROPERTY SALES.
2. 50% MEMBER OF NORTHWATER Development LLC; NORWALK, IA; PURCHASED LAND NEAR ADEL IOWA FOR CROP AND TOWER RENTAL AND DEVELOPMENT OF LOTS FOR RESIDENTAL SALES, STARTED MARCH 2014; 5% OF TIME DEVOTED TO BUSINESS - 1 HR PER WEEK DURING SECURITIES TRADING HOURS; MANAGE LLC - RENTAL INCOME AND PROPERTY SALES.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Gregory Lors's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
February 27, 2025 - Present
COMPOUND PLANNING, INC.
Office #1: 6611 University Ave Ste 200 Pmb 100, Windsor heights, IA 50324RIA
CRD#: 171787
Windsor Heights, IA
Past
October 18, 2013 - March 3, 2025
CHOREO, LLC
RIA
CRD#: 111221
Des Moines, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/31/2025)
IAR
Illinois(2/27/2025)
IAR
Iowa(2/27/2025)
IAR
Nebraska(2/27/2025)
IAR
Texas(2/27/2025)
Exams
Current Firm
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 3,025,356,111 |
Red Flags
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Company Information
COMPOUND PLANNING, INC.
CRD#: 171787Windsor heights, IA 50324TRUST BUT VERIFY
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