MT
Migena Topi
REDI GLOBAL TECHNOLOGIES LLC
New York, NY 10005
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CRD#: 6274716
MT
Professional summary
Migena Topi, who also goes by Migena Bregu, is a registered financial professional currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York.
Migena is registered as a RR (Registered Representative) and started their career in finance in 2022. Migena has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Migena Bregu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Migena Topi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2022 - Present
REDI GLOBAL TECHNOLOGIES LLC
Office #1: 28 Liberty Street 58th Floor, New York, NY, 10005BD
CRD#: 41924
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2023)
RR
Alaska(5/9/2023)
RR
Arizona(5/9/2023)
RR
Arkansas(5/9/2023)
RR
California(5/9/2023)
RR
Colorado(5/9/2023)
RR
Connecticut(5/9/2023)
RR
Delaware(5/9/2023)
RR
District of Columbia(5/9/2023)
RR
Florida(5/9/2023)
RR
Georgia(5/9/2023)
RR
Hawaii(5/9/2023)
RR
Idaho(5/9/2023)
RR
Illinois(5/9/2023)
RR
Indiana(5/9/2023)
RR
Iowa(5/9/2023)
RR
Kansas(5/9/2023)
RR
Kentucky(5/9/2023)
RR
Louisiana(5/9/2023)
RR
Maine(5/9/2023)
RR
Maryland(5/9/2023)
RR
Massachusetts(5/9/2023)
RR
Michigan(5/9/2023)
RR
Minnesota(5/9/2023)
RR
Mississippi(5/9/2023)
RR
Missouri(5/9/2023)
RR
Montana(5/9/2023)
RR
Nebraska(5/9/2023)
RR
Nevada(5/9/2023)
RR
New Hampshire(5/9/2023)
RR
New Jersey(5/9/2023)
RR
New Mexico(5/9/2023)
RR
New York(5/9/2023)
RR
North Carolina(5/9/2023)
RR
North Dakota(5/9/2023)
RR
Ohio(5/10/2023)
RR
Oklahoma(5/9/2023)
RR
Oregon(5/9/2023)
RR
Pennsylvania(5/9/2023)
RR
Puerto Rico(5/9/2023)
RR
Rhode Island(5/9/2023)
RR
South Carolina(5/9/2023)
RR
South Dakota(5/9/2023)
RR
Tennessee(5/9/2023)
RR
Texas(5/9/2023)
RR
Utah(5/9/2023)
RR
Vermont(5/9/2023)
RR
Virgin Islands(5/9/2023)
RR
Virginia(5/9/2023)
RR
Washington(5/9/2023)
RR
West Virginia(5/9/2023)
RR
Wisconsin(5/9/2023)
RR
Wyoming(5/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/10/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RG
REDI GLOBAL TECHNOLOGIES LLC
REDI GLOBAL TECHNOLOGIES LLC | SPEAR, LEEDS & KELLOGG SPECIALISTS LLC
CRD#: 41924 / SEC#: , 8-49673
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
28 Liberty Street 58th Floor, New York, NY, 10005
Mailing Address
28 Liberty Street 58th Floor Attn Mmaloney, New York, NY, 10005
Phone number
(646) 794-7364
Established
New York since 09/13/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REFINITIV US LLC | OWNER | |
| BALTOVSKI, ALEXANDER NMN | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 2350828 |
| CUTLER, SETH | DIRECTOR | 2594208 |
| IAMSCICOV WEIGL, KATARINA | CHIEF COMPLIANCE OFFICER AND SECRETARY | 7893210 |
| MALONEY, MICHAEL G | DIRECTOR, CEO, MANAGING PRINCIPAL | 5728423 |
| SIBLEY, JOHN HOLDEN | DIRECTOR | 5781488 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
