Thiago Glieger

RMG ADVISORS

Rockville, MD 20850

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CRD#: 6326737

Professional summary

Thiago Glieger, AIF® is a registered financial advisor currently at RMG ADVISORS located in Rockville, Maryland.

Thiago is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Thiago has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FEDSMITH.COM AUTHOR POSITION: Author NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2020 ADDRESS: 14 South Adams Street, Rockville MD 20850, United States DESCRIPTION: Contributing authorto an online resource for Federal employees. FedSmith is not affiliated with the U.S. Government.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thiago Glieger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 19, 2020 - Present

RMG ADVISORS

Office #1: 14 South Adams Street, Rockville, MD 20850

RIA

CRD#: 122366

Rockville, MD

Past

January 3, 2020 - June 10, 2020

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

Rockville, MD

Past

October 2, 2017 - January 3, 2023

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Rockville, MD

Past

January 9, 2017 - September 29, 2017

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RMG ADVISORS

LAPIN, JAMIE S. | RMG ADVISORS | RISK MANAGMENT GROUP, LLC | RISK MANAGEMENT GROUP, LLC | RISK MANAGEMENT GROUP

CRD#: 122366 / SEC#: 801-132202

RIA

Registered Investment Advisory firm - (3/19/2025 Approved)

Maryland

Registered Investment Advisory firm - (4/29/2025 Terminated)

Virginia

Registered Investment Advisory firm - (3/26/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/9/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/30/2017

General Securities Principal Examination

Current Firm

RMG ADVISORS

LAPIN, JAMIE S. | RMG ADVISORS | RISK MANAGMENT GROUP, LLC | RISK MANAGEMENT GROUP, LLC | RISK MANAGEMENT GROUP

CRD#: 122366 / SEC#: 801-132202

RIA

Registered Investment Advisory firm - (3/19/2025 Approved)

Maryland

Registered Investment Advisory firm - (4/29/2025 Terminated)

Virginia

Registered Investment Advisory firm - (3/26/2025 Terminated)

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Contact information

Main Address

14 South Adams Street, Rockville, MD 20850

Mailing Address

Phone number

(301) 838-4111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RMG ADV 2A 02.14.2025 (2/14/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 137,204,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thiago Glieger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thiago Glieger's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

RMG ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2019

SIE

Date: 10/1/2018

Series 7

Date: 1/9/2017

Series 24

Date: 3/30/2017

Current Firm

RMG ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RMG ADVISORS

TRUST BUT VERIFY

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