Marcus E. Hugo

IRONWOOD WEALTH MANAGEMENT

Chandler, AZ 85226

Some features on this profile are disabled

CRD#: 6373734

Professional summary

Marcus Edward Hugo, who also goes by Marcus E Hugo, is a registered financial advisor currently at IRONWOOD WEALTH MANAGEMENT, LLC located in Chandler, Arizona.

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Marcus has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcus E Hugo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Edward Hugo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2025 - Present

IRONWOOD WEALTH MANAGEMENT, LLC

Office #1: San Tan Corporate Center 3100 W. Ray Rd. Suite 301, Chandler, AZ 85226

RIA

CRD#: 200511

Chandler, AZ

Past

August 15, 2014 - October 23, 2024

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONWOOD WEALTH MANAGEMENT, LLC

IRONWOOD FINANCIAL PHOENIX, LLC | IRONWOOD WEALTH MANAGMENT, LLC | IRONWOOD WEALTH MANAGEMENT, LLC

CRD#: 200511 / SEC#: 801-96281

RIA

Registered Investment Advisory firm - (5/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/26/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2014

General Securities Representative Examination

Current Firm

IRONWOOD WEALTH MANAGEMENT, LLC

IRONWOOD FINANCIAL PHOENIX, LLC | IRONWOOD WEALTH MANAGMENT, LLC | IRONWOOD WEALTH MANAGEMENT, LLC

CRD#: 200511 / SEC#: 801-96281

RIA

Registered Investment Advisory firm - (5/15/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

San Tan Corporate Center 3100 W. Ray Rd. Suite 301, Chandler, AZ 85226

Mailing Address

San Tan Corporate Center 3100 W. Ray Rd. Suite 301, Chandler, AZ 85226

Phone number

(480) 776-5960

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (7/17/2025)

Regulatory assets under management

Total Number of Accounts	2,263
AUM (Assets Under Management)	$ 662,230,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Derek Jackson

PFS INVESTMENTS INC.

Phoenix, AZ

Zachary Holly

OSAIC WEALTH, INC.

IAR

PHOENIX, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marcus E. Hugo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Edward Hugo's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRONWOOD WEALTH MANAGEMENT, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

IRONWOOD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2014

Current Firm

IRONWOOD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONWOOD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors