Reed A. Nothwang
COMPOUND PLANNING | PRINCIPAL
Concord, CA
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CRD#: 6392678
Professional summary
Reed Aaron Nothwang, CFP®, who also goes by Reed Nothwang, is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Concord, California.
Reed is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Reed has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Reed is a Principal in the Mill Valley office and a member of the firm’s Wealth Management practice. Reed builds strong relationships with clients by helping them navigate through the wealth planning process and prioritize and achieve their financial goals. Reed works closely with the team to ensure a great planning experience for clients.
Prior to joining Cerity Partners, Reed was an Associate Wealth Advisor with Brouwer & Janachowski. Previously, Reed served as a Wealth Management Advisor with US Bank in Marin County, and ran his own branch of Edward Jones.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Reed Nothwang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RotaCare San Rafael; not investment-related; San Rafael, CA; provides medical care to uninsured families; Director, Board of Directors; 11/30/2017; 5 hours/month; 0 hours/trading; part of board that approves budget uses, sets clinic hours, and plans events for fundraising.
CRS (Client Relationship Summary) - RIA
Click below to view Reed Aaron Nothwang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 23, 2024 - Present
COMPOUND PLANNING, INC.
RIA
CRD#: 171787
Concord, CA
Past
January 10, 2022 - June 20, 2024
CERITY PARTNERS LLC
RIA
CRD#: 151559
MILL VALLEY, CA
Past
March 9, 2021 - January 3, 2022
BROUWER & JANACHOWSKI, LLC
RIA
CRD#: 146178
MILL VALLEY, CA
Past
May 7, 2018 - February 12, 2021
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
MILL VALLEY, CA
Past
May 7, 2018 - February 12, 2021
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
MILL VALLEY, CA
Past
January 25, 2017 - April 27, 2018
EDWARD JONES
RIA
CRD#: 250
LARKSPUR, CA
Past
September 28, 2016 - April 27, 2018
EDWARD JONES
BD
CRD#: 250
LARKSPUR, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/23/2024)
IAR
Texas(1/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 3,025,356,111 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
