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Stefan A. Niton

RB INTERNATIONAL MARKETS (USA) LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 6403876
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Professional summary


Stefan Aleksander Niton is a registered financial professional currently at RB INTERNATIONAL MARKETS (USA) LLC located in New York, New York.

Stefan is registered as a RR (Registered Representative) and started their career in finance in 2014. Stefan has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stefan Aleksander Niton's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 21, 2014 - Present

RB INTERNATIONAL MARKETS (USA) LLC

Office #1: 1177 Ave. Of The Americas 5th Floor, New York, NY, 10036
BD
CRD#: 156031
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/21/2014)
RR
Connecticut
(10/21/2014)
RR
Delaware
(10/21/2014)
RR
District of Columbia
(5/6/2021)
RR
Florida
(10/21/2014)
RR
Georgia
(10/21/2014)
RR
Illinois
(10/21/2014)
RR
Iowa
(10/21/2014)
RR
Louisiana
(6/22/2020)
RR
Maryland
(10/21/2014)
RR
Massachusetts
(10/21/2014)
RR
Minnesota
(10/21/2014)
RR
New Jersey
(10/21/2014)
RR
New York
(10/21/2014)
RR
Ohio
(10/7/2024)
RR
Pennsylvania
(10/21/2014)
RR
Texas
(10/21/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 7/7/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RI
RB INTERNATIONAL MARKETS (USA) LLC
RB INTERNATIONAL MARKETS (USA) LLC

CRD#: 156031 / SEC#: , 8-68761

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1177 Ave. Of The Americas 5th Floor, New York, NY, 10036
Mailing Address
1177 Ave. Of The Americas 5th Floor, New York, NY, 10036
Phone number
(212) 600-2588
Established
Delaware since 11/24/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RAIFFEISEN BANK INTERNATIONAL AGSOLE MEMBER
GABRIELE, STEFANMANAGER, CEO5879406
GRIMM, LINDA STEINMANNFINOP, CFO1970620
MARX, PHILIP TIMO RUDOLFEXECUTIVE DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER6485135

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RB INTERNATIONAL MARKETS (USA) LLC

CRD#: 156031New York, NY 10036

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