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Wesley W. Lyon
LYON WEALTH ADVISORS
CHARLOTTE, NC 28217
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CRD#: 6415348
WL
Professional summary
Wesley Walden Lyon II, CFP® is a registered financial advisor currently at LYON WEALTH ADVISORS located in Charlotte, North Carolina.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Wesley has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Lyon currently serves as President and CEO and a Tax and Business Advisor of Wesley W. Lyon, II & Co., Inc. d/b/a McGill and Lyon Dental Advisors, located at 8816 Red Oak Blvd., Suite 240, Charlotte, NC 28217. McGill and Lyon Dental Advisors provides customized tax and business planning services to dentists and other specialists. The business is not investment-related. Mr. Lyon formed McGill and Lyon Dental Advisors in July 2022, and his basic duties include: consulting with clients regarding taxation and business planning, managing employees, and researching tax law. Mr. Lyon devotes approximately 30 hours per week to McGill and Lyon Dental Advisors, including approximately 30 hours per week during securities trading hours. Mr. Lyon also currently serves as a Speaker for The McGill & Hill Group, LLC, located at 8816 Red Oak Blvd., Suite 240, Charlotte, NC 28217. The McGill & Hill Group is an entity that provides marketing and hosts seminars, podcasts, and other events for four entities that provide services to dentists and other specialists, including McGill and Lyon Dental Advisors. The business is not investment-related. Mr. Lyon began working with The McGill & Hill Group in February 2018, and his basic duties include preparing for and speaking at seminars, on podcasts, and at other events for dentists and other specialists. Mr. Lyon devotes approximately 8 hours per week to McGill and Lyon Dental Advisors, including approximately 4 hours per week during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Walden Lyon II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 30, 2023 - Present
LYON WEALTH ADVISORS
Office #1: 8816 Red Oak Blvd. Suite 140, Charlotte, NC 28217RIA
CRD#: 325041
CHARLOTTE, NC
Past
December 19, 2016 - February 9, 2018
DIMENSIONAL FUND ADVISORS LP
RIA
CRD#: 106482
CHARLOTTE, NC
Past
July 27, 2016 - February 9, 2018
DFA SECURITIES LLC
BD
CRD#: 10292
CHARLOTTE, NC
Past
December 22, 2014 - June 6, 2016
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
GREAT FALLS, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LYON WEALTH ADVISORS
LYON WEALTH ADVISORS | LYON WEALTH ADVISORS GROUP, LLC
CRD#: 325041 / SEC#: 801-133992
RIA
Registered Investment Advisory firm - (7/24/2025 Approved)North Carolina
Registered Investment Advisory firm - (8/27/2025 Terminated)Texas
Registered Investment Advisory firm - (8/12/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/30/2023)
IAR
Texas(8/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LW
LYON WEALTH ADVISORS
LYON WEALTH ADVISORS | LYON WEALTH ADVISORS GROUP, LLC
CRD#: 325041 / SEC#: 801-133992
RIA
Registered Investment Advisory firm - (7/24/2025 Approved)North Carolina
Registered Investment Advisory firm - (8/27/2025 Terminated)Texas
Registered Investment Advisory firm - (8/12/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8816 Red Oak Blvd. Suite 140, Charlotte, NC 28217
Mailing Address
Phone number
(704) 424-9780
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 495 |
| AUM (Assets Under Management) | $ 198,389,898 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
