Heather Haas

IMPERIUM WEALTH MANAGEMENT

San Antonio, TX 78205

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CRD#: 6626384

Professional summary

Heather Haas, CFP® is a registered financial advisor currently at IMPERIUM WEALTH MANAGEMENT, LLC located in San Antonio, Texas.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Heather has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Retirement Income Management

Budgeting

Tax Planning

Comprehensive Financial Planni...

Debt Management

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Haas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

May 5, 2016 - Present

IMPERIUM WEALTH MANAGEMENT, LLC

Office #1: 112 East Pecan St. Suite 2910, San Antonio, TX 78205

RIA

CRD#: 159148

San Antonio, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMPERIUM WEALTH MANAGEMENT, LLC

CRD#: 159148 / SEC#: 801-112900

RIA

Registered Investment Advisory firm - (4/18/2018 Approved)

Texas

Registered Investment Advisory firm - (5/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/5/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2016

Uniform Investment Adviser Law Examination

Current Firm

IMPERIUM WEALTH MANAGEMENT, LLC

CRD#: 159148 / SEC#: 801-112900

RIA

Registered Investment Advisory firm - (4/18/2018 Approved)

Texas

Registered Investment Advisory firm - (5/21/2018 Terminated)

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Contact information

Main Address

112 East Pecan St. Suite 2910, San Antonio, TX 78205

Mailing Address

Phone number

(210) 332-9533

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/26/2025)

IMPERIUM WEALTH MANAGEMENT, LLC WRAP FEE PROGRAM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	737
AUM (Assets Under Management)	$ 217,794,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Heather Haas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Haas's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPERIUM WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

IMPERIUM WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2016

Current Firm

IMPERIUM WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMPERIUM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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