MI
Michael T. Ivers
SCS
Port Townsend, WA
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CRD#: 6638865
MI
Professional summary
Michael Thomas Ivers, who also goes by Michael T IVers, Michael Ivers, is a registered financial advisor currently at SCS located in Port Townsend, Washington and LPL FINANCIAL LLC located in Bellevue, Washington.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael T Ivers | Michael Ivers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/30/2024 - SCS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/18/2024 - 172 Hours Per Month/ During Trading 2. 01/30/2024 - northwestSCS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/18/2024 - 172 Hours Per Month/ During Trading 3. 02/27/2024 - SCS - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/18/2024 - 172 Hours Per Month/ During Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 172 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Ivers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2024 - Present
SCS
RIA
CRD#: 310849
Port Townsend, WA
Current
May 4, 2020 - Present
LPL FINANCIAL LLC
Office #1: 10900 Ne 8th St.15th Fl #1550, Bellevue, WA 98004Office #2: 1321 W Sims Way, Port Townsend, WA 98368RIA
BD
CRD#: 6413
Bellevue, WA
Past
January 11, 2022 - November 8, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
SILVERDALE, WA
Past
July 6, 2018 - May 6, 2020
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
Port Townsend, WA
Past
May 31, 2016 - February 9, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LAKE FOREST PARK, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SCS
BENSLER, LLC | SOUND CONSULTING SERVICES | SCS
CRD#: 310849 / SEC#: 801-119764
RIA
Registered Investment Advisory firm - (11/9/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/26/2025)
RR
Arizona(10/20/2023)
RR
California(4/17/2023)
RR
Montana(10/2/2023)
RR
New York(5/18/2023)
RR
South Dakota(2/13/2024)
RR
Texas(7/6/2023)
IAR
Texas(9/9/2025)
RR
Utah(7/12/2023)
RR
Washington(5/4/2020)
IAR
Washington(2/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SCS
BENSLER, LLC | SOUND CONSULTING SERVICES | SCS
CRD#: 310849 / SEC#: 801-119764
RIA
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Contact information
Main Address
10900 Ne 8th Street 15th Floor - Suite 1550, Bellevue, WA 98004
Mailing Address
Phone number
(425) 452-1222
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 1,637,626,061 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
