Shaun C. Siers

TODD ASSET MANAGEMENT LLC

Louisville, KY 40202

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CRD#: 6683579

Professional summary

Shaun Christopher Siers is a registered financial advisor currently at TODD ASSET MANAGEMENT LLC located in Louisville, Kentucky.

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Shaun has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Christopher Siers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2023 - Present

TODD ASSET MANAGEMENT LLC

Office #1: 101 South 5th Street Suite 3100, Louisville, KY 40202

RIA

CRD#: 109473

Louisville, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TODD ASSET MANAGEMENT LLC

TODD VEREDUS ASSET MANAGEMENT LLC | VEREDUS ASSET MANAGEMENT LLC | TODD VEREDUS ASSET MANAGEMENT LLC | TODD ASSET MANAGEMENT LLC

CRD#: 109473 / SEC#: 801-55565

RIA

Registered Investment Advisory firm - (5/15/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TODD ASSET MANAGEMENT LLC

TODD VEREDUS ASSET MANAGEMENT LLC | VEREDUS ASSET MANAGEMENT LLC | TODD VEREDUS ASSET MANAGEMENT LLC | TODD ASSET MANAGEMENT LLC

CRD#: 109473 / SEC#: 801-55565

RIA

Registered Investment Advisory firm - (5/15/1998 Approved)

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Contact information

Main Address

101 South 5th Street Suite 3100, Louisville, KY 40202

Mailing Address

Phone number

(502) 585-3121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TODD ASSET MANAGEMENT LLC PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 5,093,298,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shaun C. Siers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Christopher Siers's CRS (Customer Relationship Summary).

Certified licenses

Experience

TODD ASSET MANAGEMENT LLC

Primary Firm SEC Registration

TODD ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

TODD ASSET MANAGEMENT LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TODD ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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