JC
Jeffry S. Cole
TEAM WEALTH & TAX ADVISORS
Temecula, CA 92591
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CRD#: 6791844
JC
Professional summary
Jeffry Stephen Cole II, CFP® is a registered financial advisor currently at TEAM WEALTH & TAX ADVISORS located in Temecula, California.
Jeffry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jeffry has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TEAMTAX. NON-INVESTMENT RELATED. 40395 WINCHESTER RD, SUITE A, TEMECULA, CA 92591. TAX PREPARATION, PLANNING, AND IRS RESOLUTIONS. TAX PREPARER. START DATE 8/2013. 120 hours a week / 80 hours a week during trading, during tax season Feb-April. 8 hours a week from May through January. 2. Jeffry S. Cole dba JSC Financial; investment related; Temecula, CA. Pass through entity for income from TeamTax, Team Financial Group, LLC and insurance trail commissions from prior sold policies, started 07/2022.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffry Stephen Cole II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 10, 2020 - Present
TEAM WEALTH & TAX ADVISORS
Office #1: 40395 Winchester Road Suite A, Temecula, CA 92591RIA
CRD#: 309411
Temecula, CA
Past
May 4, 2017 - October 29, 2020
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
TEMECULA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TEAM WEALTH & TAX ADVISORS
TEAM FINANCIAL & INSURANCE SERVICES | TEAM WEALTH & TAX ADVISORS | TEAM FINANCIAL GROUP, LLC
CRD#: 309411 / SEC#: 801-127441
RIA
Registered Investment Advisory firm - (3/10/2023 Approved)California
Registered Investment Advisory firm - (4/19/2023 Terminated)Florida
Registered Investment Advisory firm - (3/20/2023 Terminated)Idaho
Registered Investment Advisory firm - (3/20/2023 Terminated)Texas
Registered Investment Advisory firm - (3/20/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/10/2020)
IAR
Texas(10/28/2021)
Exams
Current Firm
TW
TEAM WEALTH & TAX ADVISORS
TEAM FINANCIAL & INSURANCE SERVICES | TEAM WEALTH & TAX ADVISORS | TEAM FINANCIAL GROUP, LLC
CRD#: 309411 / SEC#: 801-127441
RIA
Registered Investment Advisory firm - (3/10/2023 Approved)California
Registered Investment Advisory firm - (4/19/2023 Terminated)Florida
Registered Investment Advisory firm - (3/20/2023 Terminated)Idaho
Registered Investment Advisory firm - (3/20/2023 Terminated)Texas
Registered Investment Advisory firm - (3/20/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40395 Winchester Road Suite A, Temecula, CA 92591
Mailing Address
Phone number
(951) 308-6444
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 754 |
| AUM (Assets Under Management) | $ 185,822,369 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
