Ryan J. Barnes

REGENCY INVESTMENT ADVISORS

Fresno, CA 93711

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CRD#: 7006295

Professional summary

Ryan John Barnes is a registered financial advisor currently at REGENCY INVESTMENT ADVISORS INC located in Fresno, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan John Barnes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2023 - Present

REGENCY INVESTMENT ADVISORS INC

Office #1: 1312 W Herndon, Suite 101, Fresno, CA 93711

RIA

CRD#: 106990

Fresno, CA

Past

October 9, 2019 - July 24, 2023

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FRESNO, CA

Past

October 9, 2019 - July 24, 2023

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FRESNO, CA

Past

November 21, 2018 - September 5, 2019

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Fresno, CA

Past

October 5, 2018 - September 5, 2019

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Fresno, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGENCY INVESTMENT ADVISORS INC

CRD#: 106990 / SEC#: 801-44406

RIA

Registered Investment Advisory firm - (7/27/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2018

General Securities Representative Examination

Current Firm

REGENCY INVESTMENT ADVISORS INC

CRD#: 106990 / SEC#: 801-44406

RIA

Registered Investment Advisory firm - (7/27/1993 Approved)

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Contact information

Main Address

1312 W Herndon, Suite 101, Fresno, CA 93711

Mailing Address

Phone number

(559) 438-2640

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,914
AUM (Assets Under Management)	$ 1,013,305,689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan J. Barnes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan John Barnes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

REGENCY INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2018

SIE

Date: 10/6/2018

Series 7

Date: 10/5/2018

Current Firm

REGENCY INVESTMENT ADVISORS INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REGENCY INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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