Nicholas S. Oliveri

CONCORDIA CAPITAL LLC

Las Vegas, NV

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CRD#: 7284138

Professional summary

Nicholas Scott Oliveri, who also goes by Nicholas Scott Oliveri, is a registered financial advisor currently at CONCORDIA CAPITAL LLC located in Las Vegas, Nevada and KINGSWOOD CAPITAL PARTNERS, LLC located in Miami, Florida.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nicholas has worked at 4 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Scott Oliveri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Concordia Capital LLC; Investment-related; 110 S Royal Ascot Dr., Las Vegas, NV 89144; Investment Firm; Partner; 07/28/2020; 280 hours per month; Concordia Capital invests in and advises high-growth B2B software and technology-enabled services companies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Scott Oliveri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2023 - Present

CONCORDIA CAPITAL LLC

RIA

CRD#: 310426

Las Vegas, NV

Current

January 14, 2025 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 1111 Brickell Ave Ste 1820, Miami, FL 33131

CRD#: 288898

Miami, FL

Past

May 23, 2023 - January 17, 2025

FINALIS SECURITIES LLC

CRD#: 305908

Las Vegas, NV

Past

August 23, 2022 - May 24, 2023

UMERGENCE LLC

CRD#: 284368

PLANTSVILLE, CT

Past

October 14, 2020 - September 11, 2023

CONCORDIA CAPITAL LLC

RIA

CRD#: 310426

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Nevada
(9/21/2023)

New York
(1/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/18/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/20/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/26/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 8/23/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/18/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2024

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CONCORDIA CAPITAL LLC

CRD#: 310426 / SEC#:

California

Registered Investment Advisory firm - (2/12/2022 Terminated)

Nevada

Registered Investment Advisory firm - (10/14/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Las Vegas, NV

Mailing Address

Phone number

(702) 682-6152

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 380,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas S. Oliveri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Scott Oliveri's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

FINALIS SECURITIES LLC

UMERGENCE LLC

CONCORDIA CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/2022

Series 65

Date: 7/20/2020

Series 79TO

Date: 10/26/2024

Series 7TO

Date: 8/23/2022

SIE

Date: 3/18/2021

Series 24

Date: 12/30/2024

FINRA

Nasdaq Stock Market

Current Firm

CONCORDIA CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONCORDIA CAPITAL LLC

TRUST BUT VERIFY

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