FIND A WS GRIFFITH SECURITIES, INC. FINANCIAL ADVISOR NEAR ME
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CRD#: 10410
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for WS GRIFFITH SECURITIES, INC. Comes From
Understanding the Statistics for WS GRIFFITH SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
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Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3
Arbitration
2
FIRM INFORMATION
Established
New York since 08/07/1970
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WS GRIFFITH ADVISORS, INC. | PARENT COMPANY | ||
| BEAGIN, JOSEPH GARY | SENIOR VICE PRESIDENT | 15544 | |
| BEERS, JOHN HENRY | SECRETARY, VICE PRESIDENT | ||
| DAHL, RICHARD STEWART | VICE PRESIDENT, OPERATIONS | 1080878 | |
| ENGBERG, NANCY JEAN | VP & CHIEF COMPLIANCE OFFICER | 2952960 | |
| HAYLON, MICHAEL EDWARD | DIRECTOR | 1884528 | |
| KELLEHER, JOSEPH EDWARD | PRESIDENT, DIRECTOR | 4017209 | |
| LAUTENSACK, ROBERT GEORGE JR | DIRECTOR | ||
| MILLER, LAURA EILEEN | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT | 1558203 | |
| OLSON, VICTORIA LYNN | VP, COMPLIANCE OFFICER | 2360895 |
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Advisor's working at WS GRIFFITH SECURITIES, INC.
TP
Tyrane R. Perry
IAR
RR
CRD#: 7502051
Location:
Atlanta, GA 30326
Company:
J.P. MORGAN SECURITIES LLC
Disclosures:
Experience:
4 years
Andrew Michael Pasquale Digirolamo
RR
CRD#: 7466693
Location:
Charlotte, NC 28217
Company:
PFS INVESTMENTS INC.
Disclosures:
Experience:
4 years
Sungmin Ryan Park
IAR
RR
CRD#: 1842269
Location:
Florham Park, NJ 07932
Company:
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Disclosures:
Experience:
30 years
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