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FIRM PROFILE
Overview
WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC is located at 150 West Main Street Ste 1700, Norfolk, VA 23510. WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC’s clients are individuals and 0% of their clients are high net worth individuals. WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC Comes From
Understanding the Statistics for WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
150 West Main Street Ste 1700, Norfolk, VA 23510
(757) 623-3676
FIRM DOCUMENTS
Part 2 Brochures
Accountant Surprise Examination Report
| Accounting Firm Name | Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|---|
| YOUNT, HYDE & BARBOUR P.C. | 07/28/2023 | ||
| YOUNT HYDE & BARBOUR | 12/02/2022 |
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WILBANKS, WAYNE, FREEMAN | PRESIDENT/MANAGING PRINCIPAL/CIO/TREASURER | 01/2009 | 1039562 |
| BERNERT, LAWRENCE, ALBERT | V.PRESIDENT/PRINCIPAL/PORTFOLIO MANAGER | 01/1998 | 2386213 |
| ELLIOTT, DAVID, JAMES KYLE | PRINCIPAL/PORTFOLIO MGR. | 01/2004 | 2488959 |
| WARDEN, MARK, RANDALL | PRINCIPAL/PORTFOLIO MGR. | 01/2004 | 2787768 |
| THOMAS INVESTMENT PROPERTIES, LLC | MEMBER | 01/2004 | |
| WILBANKS FAMILY, LLC | MEMBER | 01/2010 | |
| WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, INC. | MEMBER | 09/2000 | |
| SCHEFFEL, ROGER, HERMAN | PRINCIPAL/PORTFOLIO MANAGER | 01/2014 | 4298675 |
| ROSEMONT PARTNERS III, LP | MEMBER | 09/2016 | |
| GARBER, THERESA, ANN | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | 04/2016 | 5636592 |
| BOWERY, STEPHEN, JAMES | PRINCIPAL/PORTFOLIO MANAGER | 01/2020 | 1893325 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC
Ronald Richard Brown
Alan Arnowitz Rubenfeld
John Tanner Powell
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