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CRD#: 141892
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CGS INTERNATIONAL SECURITIES USA, INC. is located at 104 West 40th Street Suite 1810, New York, NY 10018 and was first established at New York, Delaware in 03/28/1996. After operating for 30 years, CGS INTERNATIONAL SECURITIES USA, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CGS INTERNATIONAL SECURITIES USA, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CGS INTERNATIONAL SECURITIES USA, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CGS INTERNATIONAL SECURITIES USA, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CGS INTERNATIONAL SECURITIES USA, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CGS INTERNATIONAL SECURITIES USA, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CGS INTERNATIONAL SECURITIES USA, INC. Comes From

Understanding the Statistics for CGS INTERNATIONAL SECURITIES USA, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
104 West 40th Street Suite 1810, New York, NY 10018
Mailing Address
104 West 40th Street Suite 1810, New York, NY 10018
Firm Size
Small
Phone Number
(212) 616-8600
Established
Delaware since 03/28/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CGS INTERNATIONAL SECURITIES PTE. LTD.STOCKHOLDER
CHIN-LUK, HELEN JADESENIOR VP, FINOP, CCO, CEO2292149

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Advisor's working at CGS INTERNATIONAL SECURITIES USA, INC.

HC

Helen Jade Chin-luk

Helen Jade Chin
RR
CRD#: 2292149
Location:
New York, NY 10018
Company:
CGS INTERNATIONAL SECURITIES USA, INC.
Disclosures:
Experience:
33 years
View Profile
SG

Swati Gulati

RR
CRD#: 5253420
Location:
New York, NY 10018
Company:
CGS INTERNATIONAL SECURITIES USA, INC.
Disclosures:
Experience:
18 years
View Profile
CC

Chen Mei Chong

Yvonne Mei Chong, Yvonne Chong
RR
CRD#: 6524499
Location:
New York, NY 10018
Company:
CGS INTERNATIONAL SECURITIES USA, INC.
Disclosures:
Experience:
2 years
View Profile
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