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CRD#: 161911
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PINEBRIDGE INVESTMENTS EUROPE LIMITED is located at One Bedford Avenue, London, null WC1B 3AU. PINEBRIDGE INVESTMENTS EUROPE LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PINEBRIDGE INVESTMENTS EUROPE LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. PINEBRIDGE INVESTMENTS EUROPE LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PINEBRIDGE INVESTMENTS EUROPE LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PINEBRIDGE INVESTMENTS EUROPE LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PINEBRIDGE INVESTMENTS EUROPE LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PINEBRIDGE INVESTMENTS EUROPE LIMITED Comes From

Understanding the Statistics for PINEBRIDGE INVESTMENTS EUROPE LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
One Bedford Avenue, London, WC1B 3AU
Phone Number
+44 207 398 6000
Related websites
https://www.pinebridge.com
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PINEBRIDGE INVESTMENTS HOLDINGS US LLCDIRECT OWNER09/2009
KARPIK, MICHAEL, JOHNDIRECTOR01/20231709305
Fieldhouse, Paul, SimonHEAD OF COMPLIANCE - EMEA10/20197192227
Reilly, Pam, KaurDIRECTOR10/20207192229
AHERN, TRACIE, ELIZABETHDIRECTOR10/20204602831
Witt, James, DavidMANAGING DIRECTOR, DEPUTY GENERAL COUNSEL, CHIEF LEGAL OFFICER - EMEA06/20217479488
Smith, Kristen, MichelleDIRECTOR01/20237593026
Sweeney, MichaelDIRECTOR03/20237721299

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Advisor's working at PINEBRIDGE INVESTMENTS EUROPE LIMITED

JM
AdvisorCheck Check Mark

James Francis Maresca

Jim Maresca
IAR
RR
CRD#: 1610953
Location:
Guerneville, CA
Company:
LPL FINANCIAL LLC
Disclosures:
Experience:
39 years
View Profile
PM
AdvisorCheck Check Mark

Pia Sabrina Matthes

RR
CRD#: 6653422
Location:
New York, NY 10017
Company:
PJT PARTNERS LP
Disclosures:
Experience:
9 years
View Profile
Peter Faulkner Kettle
AdvisorCheck Check Mark

Peter Faulkner Kettle

Peter F Kettle
IAR
RR
CRD#: 1989806
CFP®: Certified Financial Planner
Location:
Brooklyn, NY
Company:
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
36 years
View Profile
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