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CRD#: 23988
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FIRM PROFILE
Assets Under Management:
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Clients per Registered Employee:
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Total Number of Individual Clients:
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Total Number of HNWI Clients:
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Where the Statistical Data for CITICORP INVESTMENT SERVICES Comes From
Understanding the Statistics for CITICORP INVESTMENT SERVICES and How They Compare to Other Firms Through Our Analysis
Average Account Value
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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MISC
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Employees
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
Regulatory Event
1
Arbitration
19
FIRM INFORMATION
Established
Delaware since 12/05/1988
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CITIBANK WEST HOLDINGS INC | SOLE SHAREHOLDER | ||
| ANGIONE, DOMINICK JOHN JR | SROP | 1260456 | |
| BAUMGARTNER, JOHN | GENERAL COUNSEL | ||
| HENRYNICOLL, CAROL ANNETTE | CROP | 2228729 | |
| HINMAN, DAVID J | PRESIDENT AND CHAIRMAN | 2712080 | |
| KILKENNY, ROBERTA MERCEDES | TREASURER | 2425698 | |
| MALLETT, JOHN CARLTON | CHIEF FINANCIAL OFFICER | 1569049 | |
| TUBMAN, JOHN THOMAS | INVESTMENT ADVISOR COMPLIANCE OFFICER | 1412675 | |
| TUBMAN, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | 1412675 | |
| WOLFSON, BARBARA | DIRECTOR OF CIS BOARD - DIRECTOR OF OPERATIONS | 833847 |
