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CRD#: 26091

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FIRM PROFILE

Assets Under Management:
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Total Number of Individual Clients:
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Total Number of HNWI Clients:
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Average HNWI Account Size:
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Where the Statistical Data for BANC OF AMERICA SECURITIES LLC Comes From

Understanding the Statistics for BANC OF AMERICA SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
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MISC
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Clients
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HNWI
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Firm Disclosures
Regulatory Event
88
Civil Event
2
Arbitration
3

FIRM INFORMATION

Established
Delaware since 12/03/1997
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MERRILL LYNCH & CO., INC.SHAREHOLDER
GUARDINO, JOSEPH ANTHONY JRCHIEF OPERATIONS OFFICER2907957
MONTAG, THOMAS KELLCEO/MANAGER1474696
QUTUB, ROBERTCFO4623123
RADEST, MICHAEL BENJAMINCHIEF COMPLIANCE OFFICER-BROKER DEALER1687387

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