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CRD#: 322204
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SERENITY CAPITAL MANAGEMENT PTE. LTD. is located at #16-04, Shaw Centre 1 Scotts Road, Singapore, null 228208. SERENITY CAPITAL MANAGEMENT PTE. LTD. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SERENITY CAPITAL MANAGEMENT PTE. LTD.’s clients are individuals and 0% of their clients are high net worth individuals. SERENITY CAPITAL MANAGEMENT PTE. LTD. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SERENITY CAPITAL MANAGEMENT PTE. LTD. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SERENITY CAPITAL MANAGEMENT PTE. LTD.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SERENITY CAPITAL MANAGEMENT PTE. LTD.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for SERENITY CAPITAL MANAGEMENT PTE. LTD. Comes From

Understanding the Statistics for SERENITY CAPITAL MANAGEMENT PTE. LTD. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
#16-04, Shaw Centre 1 Scotts Road, Singapore 228208
Phone Number
(656) 359-9971
Conflict of interest - Other Business Activities
Commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CHEN, WANG, (NMN)CHIEF EXECUTIVE OFFICER / DIRECTOR09/20216397303
LIU, CHUAN, (NMN)CHIEF COMPLIANCE OFFICER06/20227166319
SERENITY INVESTMENT MANAGEMENT, INC.SOLE SHAREHOLDER08/2021
SUN, MENGYING, (NMN)DIRECTOR09/20217577627

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at SERENITY CAPITAL MANAGEMENT PTE. LTD.

Raymond Carl Prospero
AdvisorCheck Check Mark

Raymond Carl Prospero

Raymond Carl Prospero, Raymond Prospero
IAR
CRD#: 5861442
ChFC®: Chartered Financial Consultant
Location:
Riverside, CA 92505
Company:
MARINER INDEPENDENT
Disclosures:
Experience:
15 years
View Profile
Boris Niko
AdvisorCheck Check Mark

Boris Niko

Boris Nikolaevsky
IAR
RR
CRD#: 4603500
Location:
Feasterville, PA 19053
Company:
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
23 years
View Profile
JM
AdvisorCheck Check Mark

Jonathan Richard Meaney

IAR
RR
CRD#: 4371249
AIF®: Accredited Investment FiduciaryCFP®: Certified Financial Planner
Location:
Dallas, TX 75251
Company:
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Disclosures:
Experience:
23 years
View Profile
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