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Find, Compare and Monitor Financial Advisors at AUGUSTAR DISTRIBUTORS, INC.

CRD#: 41081
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

AUGUSTAR DISTRIBUTORS, INC. is located at One Financial Way, Cincinnati, OH 45242 and was first established at Chicago, Ohio in 01/17/1996. After operating for 30 years, AUGUSTAR DISTRIBUTORS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of AUGUSTAR DISTRIBUTORS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. AUGUSTAR DISTRIBUTORS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at AUGUSTAR DISTRIBUTORS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access AUGUSTAR DISTRIBUTORS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at AUGUSTAR DISTRIBUTORS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for AUGUSTAR DISTRIBUTORS, INC. Comes From

Understanding the Statistics for AUGUSTAR DISTRIBUTORS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 237, Cincinnati, OH 45201-0371
Firm Size
Small
Phone Number
(513) 797-3443
Established
Ohio since 01/17/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY
JACK, CLIFFORD JAMESDIRECTOR1398005
SOCOL, MARC ALLANPRESIDENT & DIRECTOR2761094
VANHOY, ANDREW JOSEPHDIRECTOR & CHIEF COMPLIANCE OFFICER3012299

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Advisor's working at AUGUSTAR DISTRIBUTORS, INC.

DD

Danielle V. Davis

Dani Davis, Danielle Michelle Virgadamo
IAR
RR
CRD#: 4258282
Location:
Sugar Land, TX
Company:
ON INVESTMENT MANAGEMENT CO
Disclosures:
Experience:
25 years
View Profile
SF

Susan Michelle Fellman

Susan Michelle Gattermeyer
IAR
RR
CRD#: 5011739
Location:
Cincinnati, OH 45242
Company:
ON INVESTMENT MANAGEMENT CO
Disclosures:
Experience:
20 years
View Profile
MC

Matthew James Collins

Matthew Collins
IAR
RR
CRD#: 5069278
Location:
Cincinnati, OH 45242
Company:
ON INVESTMENT MANAGEMENT CO
Disclosures:
Experience:
19 years
View Profile
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